WAKEFIELD, Jeffrey

 

Date

11 November 2010

 

Charges

The charges brought against Mr Wakefield were:

 

1.  Charge 1: Mr Wakefield failed to conduct himself in such a manner as to avoid disrepute being brought upon the Institute or its members contrary to Paragraph 1 of the Code of Conduct of the Institute of Legal Executives.

 

The particulars to this charge were that on 7 February 2008 Jeffrey Wakefield, then practising on his own account under the style ‘Wills Probate and Trusts’ from Weybridge, Surrey, having attended upon E1 and E2 with the intention of accepting from them joint instructions for the administration of a deceased’s estate, failed to agree with such clients the next steps to be taken and/or to agree at the outset the level of service, the clients’ responsibilities or to ensure that the clients were given in writing the name and status of the person dealing with the matter and responsible for its overall supervision, in breach of Rule 2.02 Solicitors Code of Conduct 2007.

 

2.  Charge 2: Mr Wakefield failed to conduct himself in such a manner as to avoid disrepute being brought upon the Institute or its members contrary to Paragraph 1 of the Code of Conduct of the Institute of Legal Executives

 

The particulars to this charge were that on 7 February 2008 or at such later date when commencing to act for E1 and E2 Jeffrey Wakefield failed to give such clients at the outset and/or failed to confirm in writing within a reasonable time the best possible information about the overall cost of the matter and in particular (i) failed to give the clients jointly the basis and terms of his charges for the administration of the estate and (ii) failed to give the clients any information as to the cost of storage of the deceased’s personal items, in breach of Rule 2.03 Solicitors Code of Conduct 2007.

 

3. Charge 3: Mr Wakefield failed to conduct himself in such a manner as to avoid disrepute being brought upon the Institute or its members contrary to Paragraph 1 of the Code of Conduct of the Institute of Legal Executives.

 

The particulars to this charge were that Jeffrey Wakefield, having been placed on notice, by Solicitors acting for the Executors and by Solicitors acting for other parties interested in the estate, of a dispute as to the validity of a Will prepared by him failed to provide all proper assistance and cooperation in response to the reasonable enquiries of such solicitors including: (i) the timely provision of any file notes of attendances, or other file papers relating to the preparation and/or execution of the said Will, or of earlier Wills, or copies thereof; (ii) the timely provision of a full copy of any and all such Wills of D deceased; and (iii) the timely provision of all proper information within his knowledge touching and effecting the preparation of the said disputed Will of 2007 including, but not limited to, any contemporary attendance note of his instructions.

 

Outcome    

The Tribunal found all 3 charges proved.

 

Penalty

Mr Wakefield was fined £2,000 and ordered to pay costs to IPS.